Overview * Maintaining FIST Internal Audit Remediation databases * Monthly QIB Reconciliation * Periodic Account Review for Data Management Group * Onboarding accounts o Submitting new accounts into Fenergo o Filling out applications and requesting/providing additional documentation for new trading accounts to/from clients o Verifying missing documentation for sales team by checking Banker’s Almanac, EDGAR * Trading platform Maintenance (ATS) o Helping enable/disable users for trade in ALLQ, Tradeweb, Trumid, & Marketaxess o Setting up accounts in these platforms by adding short codes and sales coverages o Helping with resolution of possible allocation issues etc…
From smbcgroup.com – see full text…
